Media Inquiries:

Kevin Dinino

619.739.4265 (Direct)
October 24, 2018
Journal of Pension Benefits

A rapidly evolving regulatory environment is galvanizing change in the retirement industry. Greater regulatory scrutiny is changing the way some service providers approach automatic rollover services. Instead of providing the services in-house, they’ve begun to outsource rollovers to firms that specialize in servicing small balance accounts.

October 11, 2018
What’s Your 401k Plan’s Retirement Income Philosophy?

Corporate communications around retirement plans may soon become more complex, as plan sponsors decide how, and whether, to support participants as they move from work into retirement. The first step for many plan sponsors may be developing a policy or philosophy that will guide plan decisions for retired participants and retirement income solutions.

September 10, 2018
401k Plan Management: How to Better Organize Participant Data

Search processes for missing and unresponsive retirement plan participants have become a focus for the Department of Labor and Internal Revenue Service audits during the past year. Consequently, your plan should have a formal, documented process for managing participant data to show that you are meeting your fiduciary duty to find those participants.

August 13, 2018
Make Sure 401k M&A is Done Right

The volume of merger and acquisition (M&A) activity in the United States has increased this year, reaching record levels. In May 2018 alone, 1,083 deals were announced, a 7.5 percent increase over the prior month. Analysis of qualified retirement plans should be an important part of M&A due diligence—and it’s not something to leave until the deal is almost done.

July 16, 2018
How Confident are 401k Participants, Really?

As the stock market has risen, so has participants’ optimism about the future. The current bull market will end eventually, but nobody knows when, or what will trigger the next recession. If you haven’t been educating plan participants about what may be ahead, you might want to get started.

June 8, 2018
IRAs Help Americans Fight For Retirement Security

IRAs have become a versatile and crucial retirement tool that helps improve retirement readiness.  When Americans have access to 401(k) plans and IRAs, it’s a powerful combination that helps promote retirement readiness.

April 9, 2018
Do Millennials Really Have it Tough in 401k Saving?

This article published in 401k Specialist examines generational challenges with retirement planning, and how plan sponsors can help Millennials, and all generations, better prepare for retirement.

March 15, 2018
The Cloud Hovering Over 401k Automatic Enrollment

Automatic enrollment, along with automatic deferral escalation, was the brainchild of experts in behavioral finance who theorized that employee inertia could be used to improve retirement outcomes. While auto-enrollment has improved participation and encouraged saving, participant inertia has created new challenges for plan sponsors.

March 6, 2018
Be Prepared for the Modernization of Form 5500

This article published by Wolters Kluwer in the Journal of Pension Benefits, Autumn 2017 (Vol. 24, No. 2), discusses how plan sponsors should prepare for the proposed modernization form 5500.

January 22, 2018
When Diversification Is the Question, Alternatives Are the Answer

This article published by ThinkAdvisor, discusses the importance of a well-diversified portfolio and explains why alternative investments can provide investors with a risk/return profile that is considerably different than equities, bonds or cash.

January 9, 2018
It’s Time to Talk About Alternative Assets

This article is part of a larger campaign to educate investors about the importance of alternatives and the role they can play in a well-diversified portfolio.