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Webinar

Learn How to Survive a SEC Exam

In light of the recent SEC Risk Alert issued on the Investment Adviser Custody Rule, many advisers are wondering how they can be better prepared.

Watch Recording

Who

Bart J. McDonald
EVP & COO
Renaissance Regulatory Services

Jeremy Christensen
SVP, Alternative Solutions Group
Millennium Trust Company

When

June 27, 2013 - 3:00pm to 4:00pm

In this webinar, you'll hear from former SEC Regulator Bart J. McDonald about:

  • Types of Examinations
  • Interacting with Examiners
  • Best Practices

You'll also hear from Jeremy Christensen about how Millennium Trust's Private Fund Custody Solution can satisfy the Custody Rule's qualified custodian requirement.