Resource Center | Schwab - Millennium Trust Company

Resource Center

Welcome To The Resource Center For Professionals

The purpose of this Resource Center is to provide you with access to companies that provide services related to alternative assets. It is our intent and hope that the Resource Center will grow to be a tool where you can find a brief description of a significant number of service providers in all its categories. In the meantime, note there is no special significance to be attached to the fact that only one or a small number of service providers may appear in a given category.

Contact the Regional Director in your area.

ALL
Affinity Fund Services, LLC Logo
Fund Administrator
Affinity Fund Services, LLC
Provide accounting and administrative services, such as preparing funds financial records and annual financial statements to domestic hedge funds.
Contact Information

Primary Contact:
Amy Zhang, CPA
100 Pine Street, Suite 1250
San Francisco, CA 94111

415.370.6208
Archway Finance and Operations Logo
Fund Administrator, Platform Service Provider, Technology
AFO - Archway Finance and Operations
Private Fund administrator that provides accounting and investment operations for Hedge Funds, Fund of Funds, PE Funds, Managed Accounts and Private Banks.
Contact Information

9100 Keystone Crossing, Suite 830
Indianapolis, IN

317.819.5526
Akram & Associates PLLC Logo
Accounting, Audit, Consulting
Akram & Associates PLLC
Provides audit, accounting and tax services to hedge funds, private equity and venture capital funds.
Contact Information

Primary Contact:
Muhammad Akram
206 High House Road, Suite 106
Cary, NC 27513

979.377.1079
Alpha Alternatives, LLC Logo
Fund Administrator
Alpha Alternatives, LLC
Fund Accounting, Portfolio Reconciliation, Transparency Reporting, Transfer Agent Services, AML Monitoring, Secure Online Reporting, and other specialized services.
Contact Information

Primary Contact:
Mitchell Little
PO Box 5005-PMB 146
18029 Calle Ambiente, Suite 519
Rancho Santa Fe, CA 92067

760.804.6955
APMEX, Inc.Logo
Other
APMEX, Inc.
A leading national precious metals dealer that provides full service and support for precious metals transactions in IRAs.
Contact Information

Primary Contact:
Pete LaTona
226 Dean A. McGee Avenue
Oklahoma City, OK 73102

800.375.9006
Ascendant Compliance Management Logo
Consulting, Technology
Ascendant Compliance Management
Compliance consultants, conference + education providers, and compliance technology creators. Providing customized, comprehensive risk and operational solutions.
Contact Information

Primary Contact:
Melissa Maleri
194 Main Street
Salisbury, CT 06068

860.435.2255
BDO, LLP Logo
Accounting, Audit, Consulting
BDO, LLP
Provide complete accounting services to broker dealers, financial institutions, investment partnerships, private equity firms and investment advisors.
Contact Information

Primary Contact:
Kash Hussain
1888 Century Park East
Los Angeles, CA 90067

310.557.8261
Blue River Partners, LLC Logo
Other
Blue River Partners, LLC
Regulatory Compliance, Back-Office Operations, Fund Launch Services, Private Equity Administration, Tax Compliance, & Portfolio Company & Assets Accounting.
Contact Information

Primary Contact:
Harrison Blasé, CPA
1909 Woodall Rodgers, Suite 560
Dallas, TX 75201

214.484.0150
Morningstar Logo
Technology
ByAllAccounts
Our open architecture solution uses artificial intelligence to gather and transform financial account data and deliver it to any financial platform.
Contact Information

Primary Contact:
James Carney
10 State Street
Woburn, MA 01801

800.886.1749
Celadon Financial Group, LLC Logo
Platform Service Provider, Industry Association
Celadon Financial Group, LLC
Full service broker dealer with an affiliated RIA. Specializing in hedge fund and prime brokerage services.
Contact Information

19 Center Street
Chatham, NJ 07928

973.701.8033
Chartered Alternative Investment Analyst (CAIA) Association Logo
Other
Chartered Alternative Investment Analyst (CAIA) Association
The CAIA designation, is valued by top employers and recognized globally as the highest standard of achievement in alternative investment education.
Contact Information

Primary Contact:
Millissa Allen
100 University Drive
Amherst, MA 01002

413.549.3324
Cohen & Company Logo
Accounting, Audit, Consulting
Cohen & Company
Accounting and consulting firm serving private companies and the investment industry, including mutual funds, ETFs, hedge funds, private equity funds, and investment advisers.
Contact Information

Primary Contact:
Vince Curttright
101 N. Wacker Dr., Suite 605
Chicago IL 60606-1726

312-277-7202
ComplianceWorks, LLC Logo
Compliance, Consulting
ComplianceWorks, LLC
Compliance Support firm, works with Investment Advisers and Broker-Dealers to implement the most effective and efficient compliance program for their firm.
Contact Information

5 Malaga Cove Plaza, Suite 5
Palos Verdes Estates, CA 90274

888.541.9694
Core Compliance & Legal Services, Inc. Logo
Consulting
Core Compliance & Legal Services, Inc.
CCLS offers customized compliance consultation with practice areas including RIA, BD and Fund Compliance Programs, Cybersecurity, Marketing Reviews & Registration.
Contact Information

Primary Contact:
Michelle Jacko
1350 Columbia Street, Suite 300
San Diego, CA 92101

619.278.0020
Cortland Logo
Fund Administrator
Cortland* PART OF ALTER DOMUS GROUP
Cortland offers a comprehensive fund administration solution to credit funds, proprietary trading, and alternative investment managers.
Contact Information

Primary Contact:
Dan Hart
225 W. Washington, Suite 900
Chicago, IL 60606

312.564.6065
DCI Solutions Logo
Consulting
DCI Solutions
Increases the profits of medium sized and middle market clients 3% to 10%, to maximize the clients' unseen SG&A discounts and tax refund opportunities.
Contact Information

142 South Shore Drive
Solana Beach, CA 92075

888.395.0809
EisnerAmper Fund Services, LLC Logo
Fund Administrator
EisnerAmper Fund Services, LLC
Independent service provider of accounting and administration services to domestic and offshore hedge funds, fund of funds, private equity funds and family offices.
Contact Information

One Market, Landmark, Suite 620
San Francisco, CA 94105

415.974.6000
EisnerAmper LLP Logo
Accounting, Audit, Consulting
EisnerAmper LLP
EisnerAmper is a premier provider of audit, tax and accounting services more than 1300 alternative investment funds from start-ups to established funds.
Contact Information

One Market, Landmark, Suite 620
San Francisco, CA 94105
 

415.357.4214
Entre Commercial Realty, LLC Logo
Real Estate
Entre Commercial Realty, LLC
Full service real estate firm including brokerage, construction, and property management. We can assist with the purchase of real estate within a retirement portfolio.
Contact Information

Primary Contact:
Dan Jones
3550 Salt Creek Lane, Suite 104
Arlington Heights, IL 60005

847.310.4299
First Western Federal Savings Bank Logo
Other
First Western Federal Savings Bank
Provides Non-Recourse Real Estate Loans in all 50 States for investors using their Self Directed Retirement Accounts to purchase Buy and Hold real estate.
Contact Information

Primary Contact:
Roger St. Pierre
402 Main Street
Rapid City, SD 57701

800.908.8845
Foremost Capital Management Logo
Platform Service Provider
Foremost Capital Management
Managed Futures Platform that provides research and analysis for prospective investors. Retail and institutional investors accepted. Personal analysis from specialist available upon request.
Contact Information

28 N. Bennett Street
Geneva, IL 60134

888.818.0880
Foremost Trading, LLC Logo
Platform Service Provider, Technology
Foremost Trading, LLC
Platform of automated trading systems. Investors can research, sign up, start and stop all from one user-friendly website.
Contact Information

28 N. Bennett Street
Geneva, IL 60134

888.818.0880
Geraci LLP Logo
Legal
Geraci LLP
Geraci LLP is the nation's leading law firm focused on servicing the private lending industry including a nationwide practice which encompasses securities, lending compliance, loss mitigation and litigation for private lenders
Contact Information

Primary Contact:
Kevin Kim, Esq.
90 Discovery
Irvine, California 92618

 

949-379-2600
Gold Bullion International Logo
Platform Service Provider
Gold Bullion International
Provides Wealth Managers an all-encompassing Precious Metals Solution to buy, sell, vault & deliver fully-insured Gold, Silver, Platinum & Palladium bars and coins.
Contact Information

Primary Contact:
Divnain Malik
225 Liberty Street, 29th Floor
New York, NY 10281

877.424.9507
Great Lakes Fund Solutions, Inc. Logo
Accounting, Fund Administrator
Great Lakes Fund Solutions, Inc.
Outsourced alternative investment fund servicing through CrowdKey, a white-labeled Crowdfunding platform with integrated fund administration functionality.
Contact Information

500 Park Avenue, Suite 114
Lake Villa, IL 60046

917.886.7060
HC Global Fund Services, LLC Logo
Accounting, Consulting, Fund Administrator
HC Global Fund Services, LLC
Offers a broad range of mid and back-office services to the alternative investment community, including financial statement preparation & other consulting services.
Contact Information

Primary Contact:
Ghufran Rizvi
312 Sutter Street, Suite 601
San Francisco, CA 9410

415.796.7520
HedgeACT Logo
Platform Service Provider
HedgeACT
Offers unique Hedge Funds with $100,000 minimums and Research, Portfolio Modeling & Re-Balancing Tools to diversify qualified investor portfolios
Contact Information

Primary Contact:
Michael E. Griffin
325 W. Huron Street, Suite 300
Chicago, IL 60654

312.952.0685
HedgeAssist, LLC Logo
Consulting
HedgeAssist, LLC
Performs in-depth Operational Due Diligence on alternative investment managers and the funds/accounts they manage, including hedge, private equity, and venture capital funds.
Contact Information

Primary Contact:
Arne Rovelle
18029 Calle Ambiente, Suite 519
Rancho Santa Fe, CA 92067
 

858.997.0956
Jacko Law Group, PC Logo
Legal
Jacko Law Group, PC
JLG is a securities and corporate law firm focusing on examination & enforcement actions, private funds, RIA, BD and Fund formations and general corporate counsel.
Contact Information

Primary Contact:
Michelle Jacko
5920 Friars Road, Suite 208
San Diego, CA 92108

619.289.2880
Maples Fund Services Logo
Fund Administrator
Maples Fund Services
A global fund services provider offering accounting, middle office, portfolio analytics and reporting, and regulatory compliance services.
Contact Information

Primary Contact:
Greg Knapp
201 Mission St., 12th Floor
San Francisco, CA 94105

415-535-5896
McLane Law Firm Logo
Legal
McLane Law Firm
Specializes in the following areas: Bankruptcy, Restructuring and Creditor's Rights, Commercial Finance, Corporate, Education, Energy, and many others.
Contact Information

Primary Contact:
Peter Dunn
300 TradeCenter, Suite 7000
Woburn, MA 01801

781.904.2695
Meridian-IQ Logo
Other
Meridian-IQ
Meridian-IQ delivers the deepest and most accurate Advisor, Agent, Broker/Dealer and Trust databases to maximize sales, recruiting, marketing & data operations.
Contact Information

Primary Contact:
Craig Katz
119 West 23rd Street, Suite 700
New York, NY 10011

646.867.6460
MG Stover logo
Fund Administrator
MG Stover
Provides solutions for funds (Private Equity, Venture Capital, Hedge and Fund of Funds) as well as single and multi-family offices.
Contact Information

Primary Contact:
Gary Newlin
390 Interlocken Crescent, Suite 485
Broomfield, CO 80021

303.410.4452
Moss Adams LLP Logo
Accounting, Audit, Consulting
Moss Adams LLP
One of the 15 largest accounting and consulting firms in the United States. We have over 30 years of experience in the financial services industry.
Contact Information

10960 Wilshire Blvd., Suite 1100
Los Angeles, CA 90024

310.481.1205
North American Savings Bank Logo
Real Estate
North American Savings Bank
NASB provides non-recourse financing to self-directed plans to purchase investment real estate. NASB is a Federal Savings Bank that lends in all 50 states.
Contact Information

903 E. 104th Street, Suite 400
Kansas City, MO 64131

866.735.6272
Onevest logo
Crowdfinance Platforms
Onevest
Highly curated direct investment opportunities made available to investors, all of which have passed, and been approved through, a two-tiered due diligence process.
Contact Information

401 Park Ave. South, Suite 10-001
New York, NY 10016

646.560.3221
Opus Fund Services Logo
Fund Administrator
Opus Fund Services
Enhance the operational management capabilities of hedge funds, fund of funds, managed accounts and private equity & real estate funds.
Contact Information

Primary Contact:
Jorge Hendrickson
535 Fifth Avenue, Suite 420
New York, NY 10017

646-274-1305
Patch of Land logo
Crowdfinance Platforms, Real Estate, Technology
Patch of Land
Provide short term lending loans with rates that start at 7.99%. Can provide 1-36 month interest-only terms and pre-funded loans that range from $100-$10M+.
Contact Information

1964 Westwood Blvd., Suite 350
Los Angeles, CA 90025

888.959.1465
Patke & Associates, LTD Logo
Accounting, Audit, Consulting
Patke & Associates, LTD
Audit & Tax Services for Investment Partnerships and RIAs. Our focus and commitment to the highest and best use of technology allow us to offer competitive pricing.
Contact Information

Primary Contact:
Ronald S. Niemaszyk
300 Village Green Drive, Suite 210
Lincolnshire, IL 60069

847.913.5400 x30
Pluris Valuation Advisors logo
Other
Pluris Valuation Advisors
Provide valuations of illiquid partnership interests, including hedge funds, PE and venture capital funds, fund of funds and secondary funds, and real estate funds.
Contact Information

Primary Contact:
Kyle Vataha
61 Broadway, Suite 1000
New York, NY 10006

212.248.4500
PPB Advisors, LLC Logo
Consulting, Platform Service Provider
PPB Advisors, LLC
PPB Capital Partners LLC. is a leading fund design and management firm providing wealth managers access to the world of alternative investments.
Contact Information

2 Bala Plaza, Suite 603
333 East City Avenue
Bala Cynwyd, PA 19004

484.278.4017
Prosper logo
Crowdfinance Platforms
Prosper
Prosper is a leader in marketplace lending. Prosper provides investors with meaningful returns by offering access to consumer loans from creditworthy borrowers.
Contact Information

101 2nd Street, Floor 15
San Francisco, CA 94105

877.611.8797
RealCrowd, Inc.logo
Crowdfinance Platforms, Platform Service Provider, Real Estate, Technology
RealCrowd, Inc.
Platform that allows qualified investors to purchase institutional commercial real estate assets and perform due diligence and invest in a cloud-based environment.
Contact Information

Primary Contact:
Adam Hooper
559 Lytton Avenue
Palo Alto, CA 94301
 

800.286.1602
RIA Compliance Group, LLC logo
Compliance
RIA Compliance Group, LLC
RIACG provides affordable registration services and ongoing compliance assistance to registered investment advisers.
Contact Information

Primary Contact:
Ara Jabrayan
5301 N. Federal Highway, Suite 380
Boca Raton, FL 33487

561.674.0092
RIA in a Box logo
Compliance, Technology
RIA in a Box
A leading provider of registration and compliance services to SEC and state-registered RIA firms across the country.
Contact Information

15 W. 26th Street, 4th Floor
New York, NY 10010

866.611.7638
RJ Oasis logo
Platform Service Provider
RJ Oasis
Alternative investment services that satisfies the unique requirements of each client by offering customized value-added alternative solutions.
Contact Information

222 South Riverside Plaza, Suite 900
Chicago, IL 60606

800.453.6855
RRS Compliance Logo
Compliance, Consulting
RRS Compliance
Compliance & operational consulting and support services to private funds, investment advisers, broker-dealers, BDCs, and registered investment companies.
Contact Information

Primary Contact:
Bart McDonald
1515 S Federal Highway, Suite 306
Boca Raton, FL 33432

561.368.2245
SS&C Technologies, Inc. Logo
Accounting, Fund Administrator, Technology
SS&C Technologies, Inc.
Fund administrator providing the world's most comprehensive array of financial technology products and services under a public, independent, single platform.
Contact Information

80 Lamberton Road
Windsor, CT 06095

860.298.4500
Stradling Yocca Carlson & Rauth, P.C. Logo
Legal
Stradling Yocca Carlson & Rauth, P.C.
Stradling is a Southern California based law firm providing investment fund formation services and tax services with over 120 lawyers.
Contact Information

Primary Contact:
Benedict Kwon
660 Newport Center Dr., Suite 1600
Newport Beach, CA 92660

949.725.4165
Swiss Financial Services, Inc. Logo
Fund Administrator
Swiss Financial Services, Inc.
SFS provides personal, reliable and flexible services in the areas of fund setup and administration, fund accounting and investor services.  Other offices:  Ireland, Singapore, Switzerland.
Contact Information

Primary Contact:
Lynette T. Wheeler
40 Shuman Blvd., Suite 240 
Naperville, IL 60563
 

630.355.7805
Tannenbaum Helpburn Syracuse & Hirschtritt, LLP Logo
Legal
Tannenbaum Helpburn Syracuse & Hirschtritt, LLP
We advise investment managers, funds (private equity and hedge) and family offices on SEC, regulatory, registrations, M&A, LP due diligence, IP, tax and corporate.
Contact Information

Primary Contact:
Michael G. Tannenbaum
900 Third Avenue
New York, NY 10022

212.508.6701
The Alternative Answer Logo
Other
The Alternative Answer
Non-commercial educational site dedicated to providing unbiased, straightforward explanations of alternative investing strategies and asset classes.
Contact Information

Primary Contact:
Scudder Fowler
135 E. 57th St., 23rd Floor
New York, NY 10022

646.593.7259
Trusted Insight logo
Technology
Trusted Insight
The world's largest platform for institutional investors with over 100,000 LP investor professionals in 98 countries.
Contact Information

Primary Contact:
Concierge Services
336 W. 37th Street, Suite 410
New York, NY 10018

415.871.0280
Vantage Point Advisors, Inc. Logo
Other
Vantage Point Advisors, Inc.
Independent, corporate valuation firm that has completed thousands of engagements, and has significant transactional, operational and financial expertise.
Contact Information

12636 High Bluff Drive, Suite 120
San Diego, CA 92130

858.509.7545
WealthForge Logo
Crowdfinance Platforms, Platform Service Provider, Technology
WealthForge
Offers secure technology and white label solutions to streamline the process of raising capital online while reducing back office costs.
Contact Information

6800 Paragon Place, Suite 237
Richmond, VA 23230

804.308.0431
Woodfield Fund Administration, LLC Logo
Fund Administrator
Woodfield Fund Administration, LLC
Woodfield provides private funds with the service capabilities of a large firm, while treating clients with the care and friendliness of a small business.
Contact Information

Primary Contact:
Andrew Jones
3601 Algonquin Road, Suite 900
Rolling Meadows, IL 60008

847.255.3500