Service Partners

Capital Institutional Services, Inc.

Capital Institutional Services, Inc. (CAPIS) was founded in 1977 to provide institutional investors with quality execution services and superior client service. As an independent, agency broker without competing lines of business to compromise our objectivity, we focus solely on delivering superior execution services for our institutional clients. CAPIS offers 24-hour global equity trading services as well as trading in fixed income and derivatives securities. And as a leader in trading technology, we offer connectivity to numerous trading systems for seamless and efficient trade execution. What makes CAPIS different is our people. While the latest technology powers everything we do, it’s our people that make it happen. You will not find a greater commitment to personalized client relationships anywhere in the industry.

Fifth Third Bancorp

Fifth Third Bancorp is a diversified financial services company headquartered in Cincinnati, Ohio and the indirect parent company of Fifth Third Bank, an Ohio-chartered bank. As of March 31, 2019, the Company had $168 billion in assets and operates 1,207 full-service Banking Centers, and 2,559 Fifth Third branded ATMs in Ohio, Kentucky, Indiana, Michigan, Illinois, Florida, Tennessee, West Virginia, Georgia and North Carolina. In total, Fifth Third provides its customers with access to approximately 52,000 fee-free ATMs across the United States. Fifth Third operates four main businesses: Commercial Banking, Branch Banking, Consumer Lending, and Wealth & Asset Management. Fifth Third is among the largest money managers in the Midwest and, as of March 31, 2019, had $394 billion in assets under care, of which it managed $44 billion for individuals, corporations and not-for-profit organizations through its Trust and Registered Investment Advisory businesses. Investor information and press releases can be viewed at Fifth Third’s common stock is traded on the NASDAQ® Global Select Market under the symbol “FITB.” Fifth Third Bank was established in 1858. Deposit and Credit products are offered by Fifth Third Bank. Member FDIC.

Innovest Systems

Innovest Systems is a financial technology firm that provides technology-driven solutions to trust and wealth management companies. With assets worth tens of trillions of dollars transferring between generations over the coming decades, Innovest’s flagship product, InnoTrust, is designed to deliver a secure, integrated, real-time system offered in an Application Service Provider (ASP) environment. Innovest’s technology is designed to meet the needs of smaller independent trust and wealth management companies, as well as the world’s largest global financial services firms. Innovest is headquartered in New York City.

Matrix Financial Solutions

The securities records for mutual funds in portfolios are held at the mutual fund company and processed through Matrix Settlement and Clearance Services, LLC (MSCS). Through its affiliate, MG Trust, MSCS is one of the leading bank processors of mutual fund trades through the National Securities Clearing Corporation (NSCC). The NSCC is a wholly-owned subsidiary of The Depository Trust & Clearing Corporation (DTCC) and a clearing agency registered with the Securities and Exchange Commission (SEC).

U.S. Bank

U.S. Bank Institutional Trust and Custody is committed to the future of our clients and invested in the financial services industry. With over a 150-year history of providing trust, custody and investment services, clients can rely on U.S. Bank for sound, strategic support backed by the strength and stability of one of the largest commercial banks in the United States. U.S. Bank continues to invest in its people and technology to deliver innovative and secure solutions to help drive your organization’s success. U.S. Bank keeps your company’s objectives at the center of everything they do. Services and support are designed with an inherent flexibility to meet individual specifications.